Financial Institution IT Controls—Built on Banking Expertise

InfoSight advisors bring decades of banking and credit union control environment experience to design and evaluate FFIEC-compliant IT controls that strengthen resilience and satisfy examiners.

Request an IT Controls Review

InfoSight’s Financial Institution IT Controls Review leverages decades of banking and credit union control environment expertise. Our advisors understand your institution’s FFIEC compliance requirements and IT control best practices. We assess system configurations, data integrity processes, and policy frameworks to ensure your IT controls satisfy examiners and align with industry standards.

The Challenge

Smaller banks and credit unions face significant IT control challenges due to limited resources, personnel, and technology. Key pain points include:

Resource Constrains

Small teams often lack dedicated staff to manage IT controls and compliance.

Complex Regulatory Environment

Navigating FFIEC guidelines, GLBA, and other mandates is time-consuming and requires specialized expertise.

Budget Limitations

Insufficient funding for specialized control tools, monitoring solutions, and training.

Third-Party Risks

Increased exposure from supply chain compromises and vendor dependencies.

Technology Gaps

Outdated systems or misconfigured controls heighten operational risk.

How We Solve It

InfoSight’s advisors conduct a comprehensive IT Controls Review tailored to your institution’s risk appetite and FFIEC guidelines. We:

Control Environment Assessment

Evaluate organizational structure, IT governance, and policy frameworks to benchmark against FFIEC standards.

Risk Prioritization

Identify high-risk areas and recommend cost-effective technology solutions—such as automation for risk assessment and real-time data analytics—to optimize control coverage.

Control Design Review

Analyze existing IT controls (access management, change management, segregation of duties) and identify gaps in configuration and enforcement.

Technology & Cybersecurity Integration

Advise on deploying cybersecurity tools (e.g., SIEM, endpoint protection) to bolster control effectiveness.

Remediation Roadmap

Provide a prioritized action plan that outlines steps to strengthen IT controls, harden security, and streamline compliance processes.

The Outcome

Our IT Controls Review delivers a proactive, strategic approach to IT control management that enhances resilience and risk management within your budget. You’ll receive:

Examiner-Ready Control Framework

A detailed report showing how your IT controls align with FFIEC standards, complete with remediation recommendations.

Prioritized Action Plan

Roadmap to address critical control gaps, optimize resource allocation, and improve operational efficiency.

Enhanced Security Posture

Strengthened access controls, change management processes, and cybersecurity integrations that reduce exposure.

Ongoing Compliance Support

Recommendations for continuous monitoring and periodic re-assessment to stay ahead of evolving regulations and industry best practices.

By partnering with InfoSight, your institution transforms IT controls from a compliance checkbox into a competitive advantage that protects assets and reputation.

Why InfoSight?

24×7×365 U.S.-Based SOC/NOC

Continuous monitoring and incident escalation to support IT control enforcement.

25+ Years Regulatory Compliance Expertise

Proven experience guiding financial institutions through FFIEC, GLBA, and PCI DSS exams.

SOC 2 Type II certified

Independent validation of our processes and controls for high assurance.

Comprehensive Cybersecurity Awareness Training

Programs tailored for financial institution staff to strengthen IT control adoption and reduce human error.

Managed Services (On-Prem, Cloud & Hybrid)

End-to-end support to integrate IT controls across all environments.

Flexible Pricing Models

Options for 24×7, 8×5, or off-peak coverage to fit your budget and risk tolerance.

MSP & MSSP Solutions IT & OT

Unified management for both banking IT systems and critical infrastructure controls.

Certified Experts

Team members hold CISSP, CISA, CEH, OSCP, and AWS certifications for best-in-class guidance.

Virtual ISO Programs

Bridge communication gaps between IT and OT control frameworks for cohesive governance.

SERVICES & SOLUTIONS

INDUSTRIES